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Securities Operations: A Guide to Operations and Information Systems in the Securities Industry download epub

by Michael T. Reddy

Epub Book: 1598 kb. | Fb2 Book: 1220 kb.

Reddy, Michael T; New York Institute of Finance. Englewood Cliffs, .

Reddy, Michael T; New York Institute of Finance. Books for People with Print Disabilities. Internet Archive Books. Uploaded by sf-loadersive. org on April 13, 2011.

Securities Operations book. Goodreads helps you keep track of books you want to read. If any one book can truly be called indispensable for back-office. Start by marking Securities Operations: A Guide to Operations and Information Systems in the Securities Industry as Want to Read: Want to Read savin. ant to Read.

Securities Operations : A Guide to Operations and Information Systems in the Securities Industry. As the industry-altering shift from Trade Date +5 to Trade Date +3 grows ever closer, securities operations executives and managers are looking for facts, figures and updates on new technology that will enable them to meet the new 3-day settlement periods. This text ties together much-needed information on the back office (operations) and the data processing (information systems) functions of international securities industries.

Author : Michael T. Reddy. Users who liked this book, also liked. Securities Operations: A Guide to Trade and Position Management (English). After the Trade is Made.

Securities Operations: A Guide to Operations and Information Systems in the Securities Industry. In the aftermath of the financial crisis emphasis had moved to transparency and due diligence involving closer scrutiny of all forms of risk.

Securities industry Data processing Information technology. On this site it is impossible to download the book, read the book online or get the contents of a book. by Gottfried Lodewijk Johann Schönbeck. ISBN: 9071409031 Author: Schönbeck, Gottfried Lodewijk Johann. The administration of the site is not responsible for the content of the site. The data of catalog based on open source database.

Download PDF book format. Choose file format of this book to download: pdf chm txt rtf doc. Download this format book. Securities operations : a guide to operations and information systems in the securities industry Michael T.

Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in particular. Written to provide professionals and individuals with the most current thinking from the best minds in the industry, it is no wonder that the Wiley Finance series is the first and last stop for financial professionals looking to increase their financial expertise.

A security is a tradable financial asset. The term commonly refers to any form of financial instrument, but its legal definition varies by jurisdiction.

Information systems security continues to grow and change based on new technology and Internet usage trends. Regardless of where you are in the security hierarchy, this is the definitive text for learning what it takes to be an effective information systems security officer (ISSO). The new ISSO Guide is just what you need. The book paints an excellent portrait of an ISSO's duties, challenges, and working environments.

Securities Operations, Second Edition covers not only operations procedures but it also describes the full range of information systems available to support trading, sales, and operations. Its expert guidelines, insight, and advice will help you provide back-office support for cashiering, transfer, margin, and branch office operations; plan, manage, and enhance data processing systems to support trading, sales, and operations; support new products, reduce operations expenses, develop reporting mechanisms for regulatory authorities, and reduce risks from clearing and settlement; determine training needs for operations and systems personnel; integrate operations and systems efforts with sales and trading objectives; and much more.Most important, this Second Edition provides a practical and detailed analysis of the major changes in securities operations brought about by "Trade Date +3." It describes what transactions are included and excluded in the new rule... its impact on operations in securities firms, banks, clearing corporations, and depositories ... how to plan and prepare for the new rule ... changes in U.S. clearance and settlement procedures ... implementation of a Same Day Funds Settlements System ... regulatory issues ... and other details that are crucial to the successful implementation of T + 3.What's more, this new edition also provides expanded coverage of international operations and information management, including changes in tax regulations and in clearance and settlement procedures.For all operations and systems professionals involved in securities processing - including operations executives, systems managers, transfer managers, cash management personnel, branch office managers, and sales trading personnel - Securities Operations, Second Edition will be an indispensable reference source now and in the years to come.

Comments: (3)

Probably best used as an introductory text in a college course or as your first book on the subject. In the fast paced world of securities processing 1995 is ancient history. One section discusses the use of magnetic tapes to transfer data for comparing trades as an up-comming technology.
That being said, I found the book to be very well written, easy to read and understandable. There was a good amount of detailed information and all the acronyms and buzz words were explained as you went along.
The best overview from a fairly detailed level of various components of brokerage operations and systems including new business, contigency planning, regulatory compliance etc
A must on the list, for a look into the craft of US backoffice clearing and trade processing. What a gift if you are looking at trading with the US and or entering that market..
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry download epub
Author: Michael T. Reddy
ISBN: 0131610449
Category: Business & Money
Subcategory: Economics
Language: English
Publisher: Prentice Hall Press; Subsequent edition (February 28, 1995)
Pages: 656 pages